A practical audit of EPCG, Advance Authorisation, IGST refunds, duty drawback, DGFT records, and Customs exposure—followed by a clear corrective-action plan.
Share the basics. We will help define the scope.
A compliance audit checks whether your import, export, licence, refund, and incentive records agree with each other and meet DGFT and Customs requirements.
The goal is not only to produce a report. It is to identify missing evidence, mismatches, delayed closures, and financial exposure early enough to correct them.
Find risks before a notice, recovery, or licence dispute.
Match portal records with the real document and data trail.
Turn every finding into a prioritised and executable next step.
The review is useful for businesses that need an accurate view of open trade-compliance exposure before it grows.
Unresolved licences, unsupported claims, and transaction mismatches can remain quiet for years before they appear in a closure review or departmental query.
A preventive audit gives management time to collect evidence, correct records, file amendments, and plan financial exposure before deadlines or enforcement pressure remove those options.
The exact checklist depends on your schemes and risk areas. We begin with the records that prove entitlement, utilisation, fulfilment, and closure.
Licence conditions do not match the actual import, consumption, or export trail.
Shipping-bill, invoice, e-BRC, GST, or ICEGATE data remains unreconciled.
Export-obligation deadlines or APR and closure filings are missed.
Refund or drawback claims lack the support needed during departmental review.
We focus the scope on the schemes, claims, and transactions that carry real risk.
Review imports, installation evidence, export-obligation tracking, APR status, and redemption readiness before closure risks become a duty demand.
Validate SION usage, input-output linkage, export-obligation support, EODC readiness, and gaps that may trigger a duty clawback.
Trace stuck refunds, shipping-bill mismatches, invoice transmission issues, EGM breaks, and gateway errors.
Check drawback eligibility, rate usage, BRC matching, and recovery risk where Customs may question past claims.
Assess whether licences, annexures, supporting records, and portal evidence are ready for closure or departmental review.
Identify valuation, classification, licence-use, and reconciliation patterns that may attract post-clearance scrutiny.
Map schemes, licences, refunds, and the highest-risk areas.
Organise the core documents and transaction data.
Test records for gaps, mismatches, and unresolved obligations.
Classify findings by urgency, value, and regulatory exposure.
Execute reconciliations, filings, closures, or representations.
Immediate risks: isolate deadline-sensitive filings, notices, refund blocks, and closure exposures.
Evidence gaps: build the missing document and reconciliation list around each finding.
Corrective work: plan amendments, representations, redemptions, refund correction, or regularisation.
Management view: maintain one clear tracker showing ownership, due dates, value, and status.
Official portal for authorisations, amendments, obligations, and closure workflows.
Official Customs gateway for shipping bills, bills of entry, EGM, and refund status.
Primary source for Customs notifications, circulars, and procedural guidance.
The audit combines specialist review with a practical system for closing every finding.
We separate urgent financial and regulatory exposure from lower-priority documentation improvements.
EPCG, Advance Authorisation, refunds, drawback, and Customs risks are tested against their own rules.
Findings are connected to the DGFT, ICEGATE, Customs, GST, and banking workflow that must resolve them.
Our team can continue from the audit into reconciliation, filing, closure, and representation work.
It is a structured review of Customs, DGFT, export-incentive, refund, and supporting records to identify gaps or liabilities before they become disputes.
The best time is before redemption, before a notice, before a refund issue becomes a recovery matter, or whenever management needs a clear view of unresolved exposure.
No. The scope can include IGST refunds, duty drawback, shipping-bill mismatches, DGFT records, Customs risks, and related banking dependencies.
Yes. A preventive audit creates time for reconciliation, amendment, explanation, closure filing, or internal remediation before enforcement begins.
Clients receive a gap-based assessment, risk priorities, missing-document list, issue classification, and a practical corrective-action roadmap.
Yes. We can continue with redemption, refund correction, reconciliation, representation, or licence-regularisation work after the findings are agreed.